Akciju sabiedrība "Rīgas kuģu būvētava"
Registration number
40003045892
Legal address
Gāles iela 2, Rīga, LV-1015
Country of origin
Latvia
Supervisory authority
Type of infringement
A violation of the requirements laid down in Section 56, Paragraph five of the Financial Instrument Market Law – an audited annual statement for 2023 was not published within the specified timeframe. A violation of Section 61.3, Paragraph three of the Financial Instrument Market Law – the information regarding the notification by shareholders of acquiring a qualifying holding in the joint-stock company was not published in a timely manner.
Date
17.10.2024
Status
Adopted by Supervision Committee of Latvijas Banka
Sanctions applied
A fine of 6000 euro for the violation of the requirements laid down in Section 56, Paragraph five of the Financial Instrument Market Law. A fine of 5500 euro for the violation of Section 61.3, Paragraph three of the Financial Instrument Market Law.
Related article
Type of infringement
Infringement of Financial Instruments Law
Date
26.04.2023
Status
In force
Sanctions applied
A fine of 5100 euro for the violation of requirements laid down in Paragraph two of Section 4.¹ of the Financial Instrument Market Law, i.e. non-cooperation with the supervisory authority by failing to provide the information requested by it; a fine of 5600 euro for failure by the joint stock company to publish a complete interim report for the first six months of 2022, thus breaching the requirements under Paragraphs two and seven of Section 57 of the Financial Instrument Market Law.
Related article
Type of infringement
The requirements of the Financial Instrument Market Law have been infringed by not disclosing information on the decisions taken at the shareholders` meeting of joint stock company Rīgas kuģu būvētava held on 30 June 2022.
Date
26.04.2023
Status
In force
Sanctions applied
Public announcement
Type of infringement
Infringements of the Financial Instruments Market Law: Vasilijs Meļņiks, when disposing of an indirect major holding, and Irina Meļņika, when acquiring and subsequently disposing of an indirect major holding, did not notify it in accordance with procedures laid down in Section 61(1), Section 61.²(1) and (3) and Section 61.³(1) of the Financial Instruments Market Law; Irina Meļņika violated the provisions of Section 66(4), Clause 1 and Section 70(1) of the Financial Instruments Market Law regarding the making of a mandatory share buy-back offer, namely, the offer was not made upon the acquisition of indirect major holding of more than 30% of company shares.
Date
14.09.2021
Status
In force
Sanctions applied
A fine of EUR 100 000 is applied to the shareholders Vasilijs Meļņiks and Irina Meļņika; an agreement with Irina Meļņika on making a mandatory share buy-back offer until 13.10.2021.
Related article
Type of infringement
Breach of Paragraph 5 of the Article 56 and Paragraphs 1 and 2 of the Article 57.² of the Financial Instruments Law.
Date
21.06.2021
Status
In force
Sanctions applied
A fine of 20 000 euro imposed on the company. A fine of 2500 euro imposed on board member Einārs Buks, a fine of 500 euro imposed on board member Deniss Parfens.
Related article
Type of infringement
Breach of Paragraph 5 of the Article 56, Paragraph 1 of the Article 57 and Paragraph 1 of the Article 57.² of the Financial Instruments Law.
Date
14.12.2020
Status
In force
Sanctions applied
A fine of 10 000 euro imposed on the company. A fine of 1000 euro imposed on board member Einārs Buks.
Related article
Type of infringement
Breach of Paragraph 5 of the Article 56, Paragraph 1 of the Article 57 and Paragraph 1 of the Article 57.² of the Financial Instruments Law - delayed publication of: annual report for 2018 together with auditor's opinion, financial information regarding the first three months of the 2019, interim periods regarding the first six months of the 2019, financial information regarding the first nine months of the 2019.
Date
16.01.2020
Status
In force
Sanctions applied
A fine of 10 000 euro.
Related article
Lejupielādes
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).