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Signet Bank AS
Type of infringement:
Breaches of the regulatory requirements regarding the prevention of money laundering and terrorism and proliferation financing
Date:
20.12.2024
Status:
In force
Sanctions applied:
A warning
Akciju sabiedrība "Ditton pievadķēžu rūpnīca"
Type of infringement:
Violation of the obligation to buy back shares laid down in Section 42 of the Share Buy-back Law.
Date:
05.03.2025
Status:
Contested
Sanctions applied:
A warning
Related article:
"Paysera LT", UAB
Type of infringement:
Deficiencies of the internal control system and violations of the requirements of the laws and regulations governing the prevention of money laundering and terrorism and proliferation financing in connection with the provision of payment services in Latvia through agents.
Date:
25.06.2025
Status:
In force
Sanctions applied:
A warning
SIA "DIKAS"
Type of infringement:
Violations of the requirements of the laws and regulations in the field of the prevention of money laundering and terrorism and proliferation financing and sanctions risk management, including occasional transactions in cash conducted by unidentified persons.
Date:
18.06.2025
Status:
Adopted by Supervision Committee of Latvijas Banka
Sanctions applied:
The company\\'s business activity has been suspended, and deadlines have been set for addressing the violations.
Related article:
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).
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