LV

Market

GUGGENHEIM Securities Europe Limited

Registration number
C502293
Legal address
7/8 Upper Mount Street, Dublin 2, D02 YY71, Ireland
Country of origin
Ireland
Supervisory authority

Market segments

Market segment
Investment service providers
Phone
353862011257
E-mail
Other market segments

Licenses / Types of activities

Investment service providers
Service providers from the EEA
Freedom to provide services
Date: 21.03.2024

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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