SIA " ROMKONS"
Registration number
40003603979
Legal address
Elizabetes iela 91/93-2B, Rīga, LV-1050
Country of origin
Latvia
Foreign exchange trading addresses:
Elizabetes iela 91/93-2B, Rīga, LV-1050
Merķeļa iela 8-27, Rīga, LV-1050
Marijas iela 17, Rīga, LV-1011
Marijas iela 1, LV-1050
Market segments
Market segment
Foreign exchange trading companies
Other market segments
Licenses / Types of activities
Foreign exchange trading companies
Foreign exchange trading
Date: 13.10.2003
Type of infringement
NILLTPFN likuma prasību pārkāpumi - trūkumi risku novērtējumā un IKS dokumentā, IKS dokumenta efektivitātes izvērtēšanā, trūkumi klientu izpētē
Date
24.09.2020
Status
In force
Sanctions applied
Soda nauda SIA ROMKONS – 9 100 EUR Pienākums; SIA ROMKONS nekavējoties nodrošināt administratīvās lietas ietvaros konstatēto normatīvo aktu pārkāpumu novēršanu
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).