SIA "DIKAS"
Registration number
42403009344
Legal address
Dārsu iela 18, Rēzekne, LV-4601
Country of origin
Latvia
Foreign exchange trading addresses:
Dārzu iela 18, Rēzekne, LV-4601
Market segments
Market segment
Foreign exchange trading companies
Other market segments
Licenses / Types of activities
Foreign exchange trading companies
Foreign exchange trading
Date: 04.06.1999
Type of infringement
NILLTPFN likuma prasību pārkāpumi - trūkumi risku novērtējumā un IKS dokumentā, IKS dokumenta efektivitātes izvērtēšanā, darbinieku apmācībā, klientu izpētē un klientu veikto darījumu uzraudzībā.
Date
26.03.2020
Status
In force
Sanctions applied
Soda nauda SIA “DIKAS” – 6 000 EUR Pienākums SIA “DIKAS” nodrošināt normatīvo aktu pārkāpumu novēršanu. Pienākums SIA “DIKAS” atcelt no amata atbildīgo darbinieku
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).