SIA ''HANZA''
Registration number
41503005180
Legal address
Sakņu iela 46-1B, Daugavpils, LV-5401
Country of origin
Latvia
Foreign exchange trading addresses:
Rīgas iela 9, Daugavpils, LV-5400
Market segments
Market segment
Foreign exchange trading companies
Other market segments
Licenses / Types of activities
Foreign exchange trading companies
Foreign exchange trading
Date: 05.01.2000
Type of infringement
NILLTPFN likuma prasību pārkāpumi - trūkumi risku novērtējumā un IKS dokumentā, trūkumi darbinieku apmācībā
Date
13.09.2019
Status
In force
Sanctions applied
Soda nauda SIA \"HANZA\" 1 500 EUR Pienākums SIA \"HANZA\" novērst risku novērtējumā un IKS dokumentā pieļautās neatbilstības
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).