LV

Market

ROTHSCHILD MARTIN MAUREL

Registration number
969500IKNV38EK1P8O50
Legal address
29 avenue de Messine, 75008 Paris
Country of origin
France
Supervisory authority

Annex I to Directive 2013/36/EU that a credit institution will provide such financial services: 1, 2, 4 (a, b, c, d, e, f, g, h), 5, 6, 7 (a, b, c, d, e), 8, 9, 12.

Financial instruments (Annex I to Directive 2014/65/EU)

 

Market segments

Market segment
Credit institutions
Phone
0140747021
E-mail
Other market segments

Licenses / Types of activities

Credit institutions
Service providers from the EEA
Freedom to provide services
Date: 20.01.2022

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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