Annex I Directive 2013/36/EU activity: 2; 4c; 4d; 4e; 4f; 6; 7b; 7c; 7d; 7e; 8; 9;
Annex I to Directive 2014/65/EU financial instruments services and activities
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).