CIBC Capital Markets (Europe) S.A.
Annex I to Directive 2013/36/EU that the credit institution intends to carry out service activity: 1; 2; 4 (a, b, c, d, e, f, g, h) (31.05.2023.); 6; 7a; 7b; 7c; 7d; 7e; 8; 9;
Services and activities that the credit institution intends to carry out in Sections A and B of Annex I to Directive 2004/39/EC
Market segments
Licenses / Types of activities
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).