LV

Market

SPA Financial Services Ltd

Registration number
HE 270133
Legal address
The Business Forum, 30, Karpenisi Street, P.O. Box. 20533, 1660 Nicosia
Country of origin
Cyprus
Supervisory authority
https://www.cysec.gov.cy

Services:

1.

Investment management functions which an AIFM shall at least perform when managing an AIF:

(a)

portfolio management;

(b)

risk management.

2.

Other functions that an AIFM may additionally perform in the course of the collective management of an AIF:

(a)

Administration:

(i)

legal and fund management accounting services;

(ii)

customer inquiries;

(iii)

valuation and pricing, including tax returns;

(iv)

regulatory compliance monitoring;

(v)

maintenance of unit-/shareholder register;

(vi)

distribution of income;

(vii)

unit/shares issues and redemptions;

(viii)

contract settlements, including certificate dispatch;

(ix)

record keeping;

(b)

Marketing;

(c)

Activities related to the assets of AIFs, namely services necessary to meet the fiduciary duties of the AIFM, facilities management, real estate administration activities, advice to undertakings on capital structure, industrial strategy and related matters, advice and services relating to mergers and the purchase of undertakings and other services connected to the management of the AIF and the companies and other assets in which it has invested.

Market segments

Market segment
Alternative investment fund managers
Phone
35722028585
E-mail
info@spafs.com
Other market segments

Licenses / Types of activities

Alternative investment fund managers
Managers from EEA
Freedom to provide services
Date: 20.02.2023

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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