LV

Market

Viainvest

Registration number
40203015744
Legal address
Roberta Hirša iela 1, Rīga, LV-1045
Country of origin
Latvia
Supervisory authority

Cross-border activities in the following countries: Spain, Portugal, Germany, Czech Republic, France, Italy, the Netherlands, Austria, Belgium.

Market segments

Market segment
Investment service providers
Phone
37166102939
E-mail
Website
Other market segments

Licenses / Types of activities

Investment service providers
Investment firms
Providers of investment services and ancillary (non-core) investment services
Portfolio management
License / Doc. number: 27-55/2023/2
Date: 15.03.2023
Placing of financial instruments without a firm commitment basis
License / Doc. number: 27-55/2023/2
Date: 28.09.2021
Holding of financial instruments
License / Doc. number: 27-55/2023/2
Date: 28.09.2021
Currency exchange services where these are related to the provision of investment services
License / Doc. number: 27-55/2023/2
Date: 28.09.2021
Execution of orders on behalf of clients
License / Doc. number: 27-55/2023/2
Date: 28.09.2021
Services related to underwriting
License / Doc. number: 27-55/2023/2
Date: 28.09.2021
Reception and transmission of orders in relation to one or more financial instruments
License / Doc. number: 27-55/2023/2
Date: 28.09.2021

Type of infringement
Infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.
Date
11.10.2022
Status
In force
Sanctions applied
A warning about infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and a fine in the amount of 21 277.58 euro for the infringements of the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.
Related article

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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