AS Alphinox Quality

Registration number
Legal address
Dzirnavu iela 42, Rīga, LV-1010
Country of origin
Supervisory authority

Market segments

Market segment
Investment service providers
Other market segments

Licenses / Types of activities

Investment service providers
Investment firms
Providers of investment services and ancillary (non-core) investment services
Portfolio management
License / Doc. number:
Date: 13.07.2021
Investment advice
License / Doc. number:
Date: 13.07.2021
Providing a recommendation on investment research, financial analysis or other general recommendation in respect of transactions in financial instruments
License / Doc. number:
Date: 13.07.2021
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings
License / Doc. number:
Date: 13.07.2021
Investment services and activities as well as ancillary services of the type included under Financial Instrument Market Law Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services
License / Doc. number:
Date: 13.07.2021

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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