LV

Market

SIA "DIKAS"

Registration number
42403009344
Legal address
Dārsu iela 18, Rēzekne, LV-4601
Country of origin
Latvia

Foreign exchange trading addresses:

Dārzu iela 18, Rēzekne, LV-4601

Market segments

Market segment
Foreign exchange trading companies
Other market segments

Licenses / Types of activities

Foreign exchange trading companies
Foreign exchange trading
Date: 04.06.1999

Type of infringement
NILLTPFN likuma prasību pārkāpumi - trūkumi risku novērtējumā un IKS dokumentā, IKS dokumenta efektivitātes izvērtēšanā, darbinieku apmācībā, klientu izpētē un klientu veikto darījumu uzraudzībā.
Date
26.03.2020
Status
In force
Sanctions applied
Soda nauda SIA “DIKAS” – 6 000 EUR Pienākums SIA “DIKAS” nodrošināt normatīvo aktu pārkāpumu novēršanu. Pienākums SIA “DIKAS” atcelt no amata atbildīgo darbinieku

How to become a market participant

In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).

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