Nasdaq CSD SE
Registration number
40003242879
Legal address
Vaļņu iela 1, Rīga, LV-1050
Country of origin
Latvia
Supervisory authority
ESMA CSD Register: https://www.esma.europa.eu/document/csd-register
Market segments
Market segment
Financial instruments market
E-mail
Website
Type of infringement
An infringement of Article 45 of the Regulation (EU) No. 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No. 236/2012
Date
24.07.2018
Status
In force
Sanctions applied
Public announcement
Related article
How to become a market participant
In order to become a participant of Latvian financial and capital markets and commence business activities, a credit institution, an insurance company, a reinsurance company, an insurance broker, a credit union, an investment management company, an investment firm, an operator of regulated market, a pension fund, a payment institution, an electronic money institution, as well as an alternative investment fund manager shall obtain operating authorisation (licence).