LV

ESMA Guidelines

  • Section:

ESMA guidelines on performance fees in UCITS and certain types of AIFS
https://www.esma.europa.eu/document/guidelines-performance-fees-in-ucits-and-certain-types-aifs

ESMA Guidelines on liquidity stress testing in UCITS and AIFs
https://www.esma.europa.eu/document/guidelines-liquidity-stress-testing-in-ucits-and-aifs

ESMA Guidelines on ETFs and other UCITS issues
http://www.esma.europa.eu/system/files/esma_en_0.pdf

ESMA Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS (2012)
http://www.esma.europa.eu/system/files/2012-197.pdf

ESMA Guidelines on repurchase and reverse repurchase agreements
http://www.esma.europa.eu/system/files/2012-722.pdf

ESMA Guidelines Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
http://www.esma.europa.eu/system/files/esma_2012_122_en.pdf

Committee of European Securities Regulators (CESR) Guidelines
http://www.esma.europa.eu/documents/overview/30?title=&doc_reference=&section=353&doc_type=207&x=34&y=16

Guidelines On the reporting to competent authorities under Article 37 of the MMF
https://www.esma.europa.eu/sites/default/files/library/esma34-49-173_guidelines_on_mmf_reporting_en.pdf

Guidelines on stress test scenarios under the MMF Regulation – 2021 update
https://www.esma.europa.eu/sites/default/files/library/guidelines_on_mmf_stress_tests_2021_update.pdf