LV
← Back to bank.lv
← Back to bank.lv
Home
Legislation
General
FCMC Regulations
Back
FCMC Regulations
Section:
Laws
FCMC Regulations
FCMC guidelines and recommendations
General Good Provisions
EU Regulations
Legal acts in the AML/CFT area
Regulatory Enactments for Customer Research, Customer Due Diligence and Establishment of Risk Numerical Assessment System and Information Technology Requirements
Regulation on Credit Risk Management
Regulations on the calculation of capital adequacy for a financial conglomerate and reporting of information regarding major risk concentration events and major intragroup transactions (available in Latvian)
Regulations on major incident reporting related to payment services
Regulations on Conducting an Independent Assessment of an Internal Control System for the Prevention of Money Laundering and Terrorism and Proliferation Financing
FCMC Regulations No. 2 ” Regulations for Enhanced Customer Due Diligence” (Valid until 30.11.2019)
FCMC Regulations No. 3 “Regulatory provisions for credit institutions and licensed payment and electronic money institutions on enhanced customer due diligence” (Valid until 30.11.2019)
Back