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FCMC Regulations
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FCMC Regulations
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Laws
FCMC Regulations
EU Regulations
Supervisory disclosure in accordance with Regulation (EU) 2022/389
Regulation on Remuneration Policies and Practice for Investment Firms (available in Latvian)
Regulations on the Preparation and Submission of Supervisory Reports of Central Securities Depositaries
Regulation on Calculation of Capital Requirements for Credit Risk (available in Latvian)
Regulations on Limits on Exposures to Shadow Banking Entities (available in Latvian)
Regulations on Specifying Requirements of Regulation (EU) No 575/2013 of Information Disclosure under Part Eight, including on Materiality, Proprietary and Confidentiality and on Disclosure Frequency (available in Latvian)
Regulations on the Performance of Trust Operations (available in Latvian)
Regulations on the Preparation of Annual Accounts and Consolidated Annual Accounts of Credit Institutions, Investment Brokerage Firms and Investment Management Companies (available in Latvian)
Regulation on Credit Risk Management
Regulations on Granting Permissions for Using Internal Models, Approaches and Methods According to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on Prudential Requirements for Credit Institutions and Investment Firms and Amending Regulation (EU) No 648/2012 (Available in Latvian)
Regulation on Establishment of the Internal Control System
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